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Articles from October 2007

So You Want To Be A Leader

So You Want To Be A Leader Leaders understand that in this business, your only true currencies are your time and skill sets. Leaders are not born. You must become very good at what you do and always be keenly aware of those whose waste your time. "Leadership and learning are indispensable to each other" – John F. Kennedy: 35th President of the United States... 

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Senior Citizens: Beware of Rogue Financial Service Professionals

Most experts say that you should look for someone with credentials when shopping for Financial Services such as insurance and investments. How does a consumer decide which designation empowers the agent to help them make suitable choices for consumers or are they cheap and deceptive marketing devices...

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US Senate Special Committee On Aging Investigates Use Of Questionable Senior Financial Advisor Designations

An investigation conducted by the Aging Committee has revealed that many of the designations that have been cropping up represent limited or no value with respect to advising seniors on financial matters, and that often these designations are obtained simply by attending a weekend seminar and passing an open-book, multiple-choice test...

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India’s National Stock Exchange’s Certification in Financial Markets

India’s National Stock Exchange’s Certification in Financial Markets The international experience and the needs of the Indian financial markets, with a view for protecting interests of investors in financial markets and more importantly, for minimizing risks of losses arising out of deficient understanding of markets and instruments, the National Stock Exchange offers the NSE's Certification in Financial Markets (NCFM).

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The articles published here represent the personal views of the author(s), and not necessarily the views of any securities firm, insurance company, FINRA, SEC or organization with which he or she may be affiliated. All statements made in these articles are for general information only and are not intended to provide, nor should they be relied on as, legal or investment advice.  Readers must consult with their qualified investment, tax or legal advisors before relying upon any content contained herein. Statements made in these articles may be incorrect for your state or jurisdiction. Also keep in mind that at the time when you read such statements the underlying rules, regulations and/or decisions may no longer be controlling or persuasive as a matter of investment or insurance law or interpretation.