Register | Login
 Search
Auburn Mountain
  • Home
    • About Us
    • NonProfit Organization
    • Board Of Directors
    • Directors Only
    • FeedBack
    • Press Releases
    • Privacy
    • Blog Guidelines
    • Linking Policy
    • Site Map
  • Initiatives
    • Initiatives-HmPage
    • Financial Plan of Action
    • Financial Literacy
    • Mentoring
    • ESL Tools
    • Students with Disabilities
    • Faith Based Initiatives
    • Donations and Sponsors
  • Social Networks
    • Blog
    • Email and Instant Messages
    • Identity Theft
    • CyberTerrorism
  • Regulation
    • Regulation Home
    • Financial Services Committee
    • SEC and FINRA
    • IARD, IAR and NASAA
    • US Treasuries
    • REITS
    • Commodities
    • State Insurance Reg
    • Federal Insurance Dept
    • Canada
    • United Kingdom & BVI
    • Africa
    • China
    • Israel
    • India
    • Japan
    • Korea
    • Latin Exchanges
    • Malaysia
    • Mexico
    • Saudi Arabia
    • Dubai
    • Swiss
  • Financial Education
    • Financial Education-Home
    • Securities Licensing
    • Insurance Licensing
    • Continuing Education
    • Insurance CE
    • Securities CE
    • Sponsorship
    • Visa Sponsorship
    • Associations & Institutes
    • International Compliance
    • Professional Designations
  • Financial Practice
    • Financial Practice HmPage
    • Practice Focus
    • Target Marketing
    • Client Acquisition
    • Client Referrals
    • Client Introductions
    • Business Plans for FSPs
    • Best Practices
      • Best Practices-Home
      • Ethics in Financial Services
      • Errors and Omissions Insurance
      • Planning for Business Owners
      • Client Events
      • Joint Work
      • Wholesalers & Product Specialists
      • Translators & Interpreters
    • Grow and Manage Assets
      • Grow & Manage Assets HmPage
      • Accredited Investors
      • Money Laundering
      • Islamic Finance
      • Islamic Insurance
      • Islamic Insurance Companies
      • Islamic Investments
      • Margin Accounts
      • Stock Options
    • Online Meetings
    • Private Jet Travel
  • Recruiting Center
    • Recruiting Center Hmpage
    • Broker Dealer
    • Career
    • College Graduates
    • Retention
    • Recruiting Sources
    • Recruiting CRM
  • Articles
  • Industry News
    • Industry News Home Page
    • Global News
    • USA
    • United Kingdom
    • Europe
    • Africa
    • Asian
    • India
    • Middle East
Tuesday, March 09, 2010
Financial Practice » Client Acquisition

Consumer Education


 CONSUMER
FINANCIAL EDUCATION

Google
Search Auburn Mountain

Go To:

Financial Practice HmPage
Practice Focus
Target Marketing
Client Acquisition
Client Referrals
Client Introductions
Business Plans for FSPs
Best Practices
Grow and Manage Assets
Online Meetings
Private Jet Travel

Client Acquisition
Prospecting...Building A Practice One Client At A Time


Marketing and Prospecting a.k.a. Client Acquisition
Most people think of prospecting as the physical search for minerals, fossils, precious metals or mineral specimens. Prospecting is quite intensive physical labor, involving panning, sifting and outcrop investigation, looking for tell-tale signs of mineralization.
Many Financial Services Professionals must deploy prospecting skills to grow their financial services practice. These professionals are not seeking minerals; they are in pursuit of a much rarer commodity i.e. professional relationships with people who they can offer products, services and within their practice focus…professional advice.
 
Prospecting versus Marketing
Prospecting is not marketing. Prospecting is a function of marketing. Financial Services Professionals select target markets and the systematic approach and activities to finding new customers in this market is called prospecting. If I can use a fishing analogy…Marketing defines the pond you fish from. Prospecting defines the fishing strategies and techniques to attract and capture the fish.  In this section of the Practice, we collaborate on Prospecting and Client Management.
 

Client and Prospect Data Management

Prospecting is more of an art than a science. Prospecting is the basics of sales. Mission critical to effective prospecting skills is appointment scheduling and management of prospect/client information.
 
Appointment Scheduling
Whether it is meeting over the phone or a face-to-face, the appointment requires a planned time. During the first year in business, the Financial Services Professional will spend 70% to 80% of their time prospecting. In other areas of The Practice, we will drill deep into effective appointment scheduling. Here our concentration is on Client Data Management.
 
Client Database Management or Client Relationship Management-CRM
If the Financial Services Professional does not plan, this can mean only one thing…Failure! Many salespeople don't adequately and systematically manage the abundance of information available to them. Prospecting involves multiple contacts by phone or by mail. Over periods of time, Financial Services Professionals can get overwhelm by it all. This will result in career failure unless a calendar and vent management process is deployed to coordinate dates, times and events. Financial Services Professionals must stay productive by coordinating critical contact, appointment, and to-do information. This is call a client or data base management.There are some time-management experts that believe that poor database management skills are perhaps the most astounding failure of many Financial Services Professionals in the 21st century.
 
Heed This Advice
Please do not create your own database. You are a Financial Services Professional, not an event planner or marketing assistant. Buy a client and event management system that deploy features such as:
  • Comprehensive practice management capabilities, including contact management
  • Investment tracking and insurance policy tracking
  • Ease of use and a customizable desktop
    Source: Client Data System 

Features Of CRM That Make Prospecting Seamless And Effective:

  • Rich contact management instantly access your centralized customer and contact information, including complete histories.
  • Time management  features that help stay on top of your day with reminders, alerts and a complete view of your schedule.
  • Sales force automation features that automate mass mailings by easily generating targeted, personalized email, letters and faxes from a central location and track results!
  • Opportunity tracking features that immediate updates for your pipeline. Track products, prospects, revenue potential, and closing dates in real time.
  • Team-based collaboration features that help you share critical information across the whole team, inside and outside your office.
  • Reporting and analysis features that allow you to analyze your leads, sales, and marketing, so you can focus your efforts of what's working.
  • Forecasting features that help you sort sales by product or probability e.g. weekly, monthly, quarterly and yearly quotas.
  • Integration with email such as Microsoft® Outlook® and Exchange
  • Ability to share contacts, email, calendaring and scheduling. 
     Source: Goldmine
The Client/Prospect Management System Should Also:
  • Logically capture critical financial details for each contact, utilizing industry-specific layouts and fields.
  • Centralize key prospect and client data for immediate access and high levels of service.
  • Quickly update the primary address for a client to ensure communications are received in a timely manner.
  • Reduce the risk of losing critical contact and client information.
  • Data portability to take client information when making calls outside of the office.
  • Increase quality and effectiveness of communications to encourage client trust.
  • Stay on top of all client commitments to provide better service and increase revenue.
  • Manage and grow your client base using top-notch prospecting and marketing campaigns to increase your client touches.
  • Prioritize your demanding work day to ensure you are as productive as possible.
  • Easily perform look-ups to deliver faster customer service.
  • Manage prospects from initial inquiry to full client status.
  • Report on activities associated with client and prospect status for a complete view of your business’ health. Source: ACT! and Act4Advisors!

Other features should include the ability to rate prospects. This allows you to use your client/prospect management system as a database that creates a visual tool of instant productivity. A quick glance at an "A" in your database reminds you to see a prospect frequently. Imagine how powerful it would feel to have detailed, qualitative information on that volume of business. Imagine how difficult it would be to remember all those details in your head. A rating system for customers and prospects provides a visual reference that may surprise you is a must in your client/prospect management system.
 
List Building
The Internet has many sources of free leads that you can use to market your product/ service. The ListGrabber, eGrabber and AdressGrabber are tools that allows you to build your own lead list / prospect list from various publicly available sources of free leads on the Internet. You can use this lead generation software to capture contact lists from Online Directories (like yellowpages.com, superpages.com, whitepages.com), association websites, membership directories, MLS Listings, etc. and enter them into an Excel spreadsheet or any database. Find potential customers for your product or service by marketing to this list, and expand your business. Source: eGrabber  Are you using other List Building systems or software? Please Let Us Know
 
Get Busy and Productive
Please use the ideas and resources we have given you here. Earlier we mentioned that there are time-management experts that believe that poor database management skills will cause the failure of many Financial Services Professionals. Do not become a statistic…Get Busy Now! 
  
Terms | Privacy Statement
Copyright 2006 - 2008 by Auburn Mountain