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Home: Auburn Mountain...Education Gateway To Financial Services Professions
- About Us: Financial Services Professionals find jobs and get started quicker with our resources. Practicing Financial Services Professionals use our expert resources to grow a profitable practice.
- NonProfit Organization: Auburn Mountain Financial Education Services is a Non-Profit Charitable Organization. Financial support comes from contributions from publicly supported organizations, and the general public.
- Our Initiatives: Overview of Auburn Mountain’s Initiatives to enable The Architects of Financial Planning,
- Board Of Directors: The Board of Directors is ultimately responsible for the management of our Company’s operations.
- Financial Literacy: Helping Minorities Compete For Competitive Financial Services Positions
- Mentoring: Overview of Mentoring Initiatives and Joint Work Partnerhips. Develop Mentoring Programs That Utilize Existing Technology For Joint Work.
- ESL Tools: Auburn Mountain Financial Education Services goal is to become the leading source of English as a Second Language Tools
- Students with Disabilities: Auburn Mountain Financial Education Services will also engage students and adults with disabilities or who are disabled.
- Faith Based Initiatives: Faith Based Financial Education and Strategies
- Donations and Sponsors: Financial donations received from individuals, organizations, businesses, and corporations make our programs and services available to all that needs us. Your contributions are tax deductible.
- FeedBack: Use This Form To Provide Feedback, Comments or to Contact Us.
- Press Releases: News and Press Releases for Auburn Mountain and Auburn Mountain Financial Education Services
- Privacy: Privacy and Security Policy
- Blog Guidelines: Blog Guidelines
- Consumers: Important Notice To All Consumers
- Linking Policy: Linking To Auburn Mountain
- Site Map: Navigate through Auburn Mountain with ease with our website map
AM Blog: Opinion, advice, and expertise on and about Financial Services and Financial Practitioners
Regulation: Financial Regulation, Insurance Regulation, Securities Regulation and Commodities Regulation Resources
- Regulation Home: Financial Services is where aspiring Financial Services Professionals get helpful information on Regulation. Education and Practice Management. This section of Auburn Mountain is a fountainhead, source and stream of current information.
- Financial Services Committee : An overview Of The United States Financial Services Committee and how it impacts Investment and Insurance Regulation.
- SEC and FINRA: Overview of Securities and Exchange Commission -SEC and Financial Industry Regulatory Authority-FINRA
- IARD, IAR and NASAA: NASAA is the voice of state and provincial securities regulators. NASAA is devoted to investor protection.
- US Treasuries: TreasuryDirect lets you buy and redeem securities directly from the U.S. Department of the Treasury in paperless electronic form.
- REITS: REITs, are entities that invest in different kinds of real estate or real estate related assets, including shopping centers, office buildings, hotels, and mortgages secured by real estate.
- Commodities: Futures and Options set the dynamics for global trading that exceed billions of dollars daily! In the United States.
- State Insurance Reg: The mission of the National Association of Insurance Commissioners (NAIC) is to assist state insurance regulators, individually and collectively
- Federal Insurance Dept: News and Updates On The Federal Insurance Department emergence in the United States
- Canada: Investment Dealers Association. Mutual Fund Dealers Associationregulates Canada securities industry. Canadian Council of Insurance Regulators (CCIR) regulates the insurance industry in Canada.
- United Kingdom & BVI: The Financial Services Authority regulates securities in the UK. The Association of British Insurers regulates insurance. British Virgin Islands Financial Services Commission regulates all in BVI.
- Africa: The Financial Services Board regulates securities. FAIS Department regulates Financial Service Providers. The International Association of Insurance Supervisors (IAIS) regulates insurance.
- China: The China Securities Regulatory Commission regulates securities and exchanges. China Insurance Regulatory Commission regulates insurance.
- Israel: Israel Securities Authority (ISA) regulates securities, The National Insurance Institute regulates insurance.
- India: Securities and Exchange Board regulates securities. Insurance Regulatory and Development regulates Insurance.
- Japan: Japan Securities Dealers Association (JSDA) regulates securities in Japan. The Financial Supervisory Agency (FSA) regulates Insurance.
- Korea: The Financial Supervisory Commission regulates Securities and Insurance in South Korea.
- Latin Exchanges: Latin Stock Exchanges
- Malaysia: The Insurance and Investment Regulations in Malaysia are facilitated and controlled by Bank Negara Malaysia.
- Mexico: Banco de México (Central Bank) regulates securities. Comision Nacional de Seguros y Fianzas (CNSF) translates to National Commission For Insurance And Surety. It is the sole regulator of insurance in Mexico.
- Saudi Arabia: Jordan Securities Commission regulates Securities. Insurance Commission of Jordan regulates Insurance,
- Dubai: Dubai Financial Market, Abu Dhabi Securities Exchange,Dubai International Financial Exchange Stock
- Swiss: The Swiss Federal Banking Commission and Federal Finance Administration regulates securities. Federal Office Private Insurance and International Credit Insurance & Surety regulates Insurance
Financial Education: Resources for Securities Licensing, Sponsorship, Securities Continuing, Life and Health Licensing, Professional Designations and Continuing Education For Financial Services Professionals.
- Financial Education-Home
- Consumers: Personal financial education resources for consumers and the professionals who serve them.
- Senior Citizens: Senior Citizens Financial Education and News About The Financial Professionals Who Serve Them
- Special Needs Children: Financial Planning for Special Needs Children
- Military Financial Readiness: Financial issues that impact military families can affect military readiness. Get help here.
- Securities Licensing: Securities, Investments, Commodities Licensing and Exam Study Resources
- Insurance Licensing: Resources for Insurance Licensing and Education
- Continuing Education: Continuing education helps to improve job skill sets, assist in achieving career advancements and add enrichment to your life.
- Insurance CE: Continuing Education Sources for Insurance and Securities
- Securities CE: The Securities Industry Continuing Education two part program. The Regulatory and The Firm Element.
- Sponsorship: Sponsorship For Securities Exam
- Associations & Institutes : Investments, Insurance Education Providers and Industry Associations
- International Compliance : International Compliance Associations
- Professional Designations: Financial Services Professionals need credentials and designations to communicate very quickly to the public that they are bound by a very high set of standards and ethics.
The Practice: Get help with starting or growing a Financial Services Practice
- The Practice-Home
- Career: We offer information and strategies that you can use to start, grow and manage your financial services career.
- College Graduates: College Students and Graduates get help and advice on how to get started as Financial Services Professionals.
- Practice Focus: What Should My Practice Focus Be?
  - Practice Focus Homepage
  - LifeStages Planning: Consider the product knowledge skills sets and expertise you need to assist in building, managing and protecting wealth.
  - Business Plans for FSPs: Business Plans, Marketing Plans and Marketing Strategy for Financial Services Professionals
  - Planning for Business Owners: Business Planning and Business Succession,
  - Islamic Finance: Sharia deals with Islamic politics, economics, banking, business, finance, and contracts. Code of law based on the Koran sometimes called Quaran or Qur’an.
  - Islamic Insurance: Takaful originates from Arabic word Kafalah, which means “guaranteeing each other or joint guarantee. It is Sariah compliant insurance.
  - Islamic Insurance Companies: Resources for Takaful Insurance Operators and Companies
  - Islamic Investments: Shariah Compliant Investing
  - Stock Options: Primer on Employee Stock Options
- Broker Dealer: Broker Dealer Gateway and Overview Of How To Select A Broker Dealer
- Recruiting Center: Recruiting Advisors, Agents, Planners and other Financial Services Professionals,
- Private Jet Travel: Private Jet Service can enhance Financial Services Professionals ability to service selected clients and their needs.
- Wholesalers & Product Specialists: Product Specialists Can Help You Grow Your Practice.
- Helpful Links & Resources: Links to Websites for Helpful Resources
Best Practices: Grow and Manage Your Financial Services Practice
- Best Practices-Home
- Ethics in Financial Services: Ethics in the Financial Services Industry
- Errors and Omissions Insurance: Resources for Errors and Omissions Insurance,
- Client Acquisition: Financial Services Professionals must deploy prospecting skills to grow their Financial Services Practice.
- Client Referrals: Expect Client Referrals…and You Will Get Them.
- Client Events : Client events is a way to say thanks for the doing business with you and also a way to say I really appreciate the right to continue to earn your business.
- Joint Work: Smart advisors consult with other advisors if they find themselves out of their core competency area or area of expertise
- Protect Client Data & Credit: Protecting Client Data and information in a compliant enviroment.
  - Protect Data & Credit HmPage
  - CyberTerrorism: CyberTerrorism and its impact on Financial Services client data and records. FBI's DCSNet Protects Us.
  - Identity Theft: Resources To Help You Eliminate ID Theft, Internet Fraud and SPAM
  - Email and Instant Messages: Best practices for security and privacy when using email and instant messaging.
- Translators & Interpreters: Help with Translators and Interpreters
AuburnSpace : Auburn Space provides Global News, Personal Messages, Forums and Online Meetings.
- Global News: Financial and Insurance News Feeds from the United States
  - Global News Home Page: Go to Home Page for Global News
  - USA: Business and Financial News From The US
  - Africa: Africa Financial News and Newsfeeds
  - Asian: Asian Financial, Investments and Insurance NewsFeeds
  - India: India Financial, Insurance and Investment News,
  - Middle East: Middle East Financial News, Insurance and Investment News,
  - United Kingdom: United Kingdom Financial and Insurance News Feeds
- User Profiles: Your profile lets people know about you, your business practice, specialty focus and how to contact you
- My Messages: Check messages. Users who are logged in can check their personal messages here as well as send messages to any user of our service.
- Forums: The Forums at Auburn Mountain focuses on issues that affect Financial Services Professionals. Our forums facilitate support, discussion, and interaction.
- Online Meetings: Meet, sell, and train online just like you would face-to-face, but without the travel expenses and time away from the office.
- Meeting Center: Share Presentations, Demonstrate Applications, Save time and money by using Web Conferencing, Webinars and Video Conferencing for training and meetings.
Articles: Articles To help You get Started and Thrive In Your Financial Services Practice or Company.
- AuburnMountain Articles: Financial Services Professionals, College Students and Graduates will appreciate our insightful career articles and information.