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Friday, March 12, 2010
Regulation » Japan


 CONSUMER
FINANCIAL EDUCATION

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 Japan - JSDA

Japan Securities Dealers Association (JSDA)

Japan Securities Dealers Association (JSDA) is the sole corporative organization in Japan authorized by the Prime Minister under the Securities and Exchange Law and consists of all the securities companies and registered financial institutions in Japan (as members of the association). Members of the association are categorized into two groups. Securities companies, including foreign securities companies, are regular members. Registered financial institutions join the association as special members.

The purpose of the JSDA are:
  • to protect investors by ensuring fair and smooth trading in securities and other transactions by members of the association
  • to promote the implementation of policy measures for the revitalization of the Japanese securities markets in order to contribute to the growth and development of the Japanese economy Need More Information?
Duties of JSDA As An Self-Regulatory Entity
  • Establishment and Execution of Self-regulatory Rules
  • Execution of On-site Inspection and Off-site Monitoring
  • Exercise of Self-regulatory Disciplinary Actions
  • Qualification Examination and Renewal Training
  • Registration of Securities Sales Representatives
  • Counseling concerning Customer Complaints
  • Improvement and Expansion of the Over The Counter Bond Market
  • Publication of Reference Prices (Yields) for OTC Bond Transactions
  • Statistics and Collection of Data about the Bond Market
  • Administration of Off-exchange Transactions of Listed Stocks
  • Reform of Off-exchange Transaction System
  • Statistics and Collection of Data about Off-exchange Transactions
Activities as Trade Association 
  • Research and Study, and Representations on the Securities Industry
  • Public Awareness and Dissemination of Knowledge on Securities
  • Liaison and Mediation among Concerned Organizations
  • Upgrading and Rationalization of the Business Administration and Training of Employees in Securities Companies
  • International Business and Exchange 

You can get a more detailed view here. Details on Duties Of JSDA

Other Useful Information
  • Information on Regulations Concerning Employees of the Securities Industry
  • Detailed Rules Relating to the Regulations Concerning Qualification and Registration of Sales Representatives of Association Members.
  • Regulations Concerning Securities Sales Agent
  • Japan's Challenge:Moving toward a Financial Services Nation 
Contact Info 
Address: 1-5-8, Kayaba-cho, Nihonbashi, Chuo-ku, Tokyo 103-0025  Tel: +81-3-3667-8451  Fax: +81-3-3666-8009
Detail Contact Information    Report Broken Links at brokenlink@auburnmountain.com 

Japan Exchanges

Trading information, real-time and historical index quotes, market statistics, and specialist information for Japan's exchanges.
  • Tokyo Stock Exchange 
  • Osaka Securities Exchange
  • Tokyo Financial Exchange
    Note: In English and Japanese. Click the English link to view website in English. 

Commodities and Futures

  • Tokyo Commodity Exchange (TOCOM)
  • Tokyo Grain Exchange
Other Helpful Sites
  • Ministry of Finance Japan

Japan Insurance Regulators

The Financial Supervisory Agency –FSA is responsible for ensuring the stability of the financial system in Japan. The FSA is also charged with the protection of depositors, insurance policyholders and securities investors as well. Need More Details?   

The General Insurance Association of Japan

The General Insurance Association of Japan is a trade association representing licensed general insurance companies in Japan and its activities are aimed at:

  • The promotion of the sound development and maintenance of the reliability of the general insurance business in Japan.
  • The promotion of a better understanding of general insurance amongst the public.
  • The resolution of issues confronting the general insurance industry and to help it achieve its goals.
  • Contributing to social welfare.

Other Resources

  • The Non-Life Insurance Institute of Japan
  • IBAJ: Insurance Brokers Association of Japan
  • The Life Insurance Association of Japan
  • The Central Council for Financial Services Information
  • The Center for Financial Industry Information Systems (FISC)

Source: Financial Supervisory Agency website

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