Financial Services Regulation
In the Financial Services Industry section we help both aspiring and practicing Financial Services Professionals get confident comfortable with USA Regulations. Financial Services Professionals should have a keen understanding of how the SEC, FINRA, IARD and NASAA impact the world they work in. To gain advance knowledge and learning in the field of anti money laundering and compliance..go to International Compliance. If the aspiring Financial Services Professional can sit down with a recruiter with this understanding, what an impression this makes!  Although we don’t sell nor promote products, we do emphasize the critical importance of competence and compliance of the professionals that do.

 

Auburn Mountain is a fountainhead of current information that you use to get comfortable with the world stock exchanges, agencies that regulate both investments and insurance i.e. domestic and international. This includes US Treasuries, Commodities, REITS, Life, Health and Property and Casualty Insurance, Commercial and Marine Insurance.  Get Practice Building Resources   Get Career & Job Help

  

Financial Education
Financial Education is very important to aspiring and practicing Financial Services Professionals. We do encourage aspiring Financial Services Professional to read the playbook Changing Faces – America’s Wealth Advisors This practical playbook enables the aspiring Financial Services Professionals to gain a working knowledge of the different aspects of what it takes to be a Financial Services Professional. It also enables the aspiring Financial Services Professionals to gain a working knowledge of the duties they must perform for their clients and the public.

 

Do you have a client or client family that need a Shariah compliant alternative to conventional insurance?.Get informed on Takaful or Islamic Insurance.

 

While it is very important to know the path, it is even more important to walk the path. Our Articles and White Papers provide best practices and practice management strategies without “Product Spin.” 

 

Learn about Sponsorship, Professional Industry Designations. Get Continuing Education –CE for Securities and Insurance. Get Continuing Education Credits in the Financial Education section.  Great Test Taking Tips

 

  

The Practice and Best Practices

Financial Services Professionals get help finding the right Financial Services Recruiters. Financial Services Recruiters get help with recruiting talented professionals with the ultimate goal of developing and maintaining a diversified team of Financial Services Professionals.

 

It is very often that the following question arises when considering a career in Financial Services.  “What Should My Practice Focus Be?” We will help you with this. We will do this by Business or Practice Focus/Specialty. Do you speak English as a Second language –ESL or do you have a client that speak English as a Second Language…then go to “Best Practices”. You will find the Translators and Interpreters guide very helpful. 

 

Joint Work and Peer To Peer Consulting allows investors and financial planning clients to benefit from the strengths of other advisors. Find out more at our Partnering section of “Best Practices”. Client events are very important to growing your practice. Enhance trust and credibility with clients. Learn more at the Client Events section of ‘Best Practices”. Also go to "The Practice" section to learn how private jet service can be made available for you and clients.  The Practice and Best Practices cah help!

 

 

 

AuburnSpace
Communique' mean communication. It could be the exchange of a best practice idea, articulation of a client strategy or simply connecting with a fellow Financial Services Professional. AuburnSpace is the global village. AuburnSpace allows you to create a customized profile of yourself and your practice. We suggest you use the picture galleries to include pictures of yourself. We only ask that you keep it professional. AuburnSpace is integrated with the Active Forums at Auburn Mountain. This allows the same or different photos and images to be displayed at the professional forums.

 

We are proud of our industry specific news feeds for Insurance and Investments. Go to Global News for Insurance and Investments news from the US, UK. Africa, India Asia, and the Middle East. We do not reinvent the wheel here. We establish partnerships with established sources to bring you fresh reliable news. We add feeds often so if you feel we need to add one that interest you…send us your feedback ok.

 

AuburnSpace is also where you find rich robust practice building services to help with Online Meetings, Joint Work Strategies, Client Seminars, Client Events,  Referrals and Protecting Clients Assets.  Global News   AM BLOG  Online Meetings  PRESS RELEASES

 

 

 

Consumer Financial Education
This side of the mountain feature articles to help consumers grow, manage and protect assets. Take a look at Senior Citizens Financial News and the Referral Center 

 

 

Auburn Mountain Financial Education Services...We are here for you!